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Jones Fiduciary Wealth Management

Legal

Legal Disclosures

REGISTRATION DISCLOSURE

Jones Fiduciary Wealth Management, LLC is registered as an investment adviser (CRD #311956). Registration does not imply attainment of a specific level of skill, training, or ability, nor that any regulator has approved or endorsed the firm. JFWM's services are available only where the firm is registered or an applicable exemption exists. The presence of this website does not constitute an offer to provide advisory services in any jurisdiction where such offer would be unlawful.

GENERAL RISK DISCLOSURE

Investing involves risk. The value of any investment may fluctuate and investors may receive back less than they invest. Past performance is not a guarantee of future results. JFWM does not guarantee the accuracy of data or projections on this site. No representation is made that strategies described will achieve their objectives.

ALTERNATIVE INVESTMENT DISCLOSURE

This site may contain information about alternative investments, including private real estate funds, limited partnerships, private placements, interval funds, non-traded REITs, and other non-publicly traded securities. References on this site are informational only and do not constitute an offer or solicitation. JFWM-affiliated private funds are closed to new investment. These investments carry substantial risks and are subject to investor eligibility requirements. Prospective investors must review all applicable offering documents carefully.

TAX INFORMATION DISCLOSURE

Content discussing tax planning, tax strategy, tax efficiency, or related topics is for general educational purposes only. JFWM does not provide tax or legal advice. Consult your own tax and legal advisers before making any investment or tax-related decision. Tax laws are complex and subject to frequent change.

COMMUNICATION RECORDING NOTICE

Telephone calls, virtual meetings, and electronic communications with JFWM may be recorded and retained for compliance and supervisory purposes under applicable recordkeeping rules. By communicating with JFWM, you acknowledge and consent to such recording.

CONFLICT OF INTEREST DISCLOSURE

JFWM and its principal have conflicts of interest, including:

  • Advisory fees: JFWM is paid a percentage of the assets it manages, plus fixed or hourly planning fees, so it has an incentive to encourage clients to add assets and to discourage withdrawals.
  • Insurance: Shaun M. Jones no longer sells insurance. Some commissions on policies he previously sold through Dynamic Wealth Strategies, LLC still arrive. He doesn't keep them; they're donated to charity.
  • Private funds: Some clients hold interests in the JFWM Real Estate Access Funds, which are closed to new investment. JFWM, the funds' general partner, receives a management fee from them. Those assets are excluded from JFWM's advisory fee.
  • Custodian: JFWM receives services and economic benefits from Charles Schwab & Co. that may create an incentive to recommend Schwab as custodian.

Full conflict disclosure is in Form ADV Parts 2A and 2B and Form CRS, available at www.adviserinfo.sec.gov or upon request.

THIRD-PARTY LINKS

This website may contain links to third-party sites for informational purposes only. JFWM does not endorse or control third-party sites and is not responsible for their content or privacy practices.

Form ADV Parts 2A and 2B and Form CRS: www.adviserinfo.sec.gov or contact Jones@jonesfwm.com.

Email Disclosures

JFWM often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. JFWM makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send JFWM private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: JFWM does not accept trading or money movement instructions via email.

As a registered investment advisor, JFWM emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of JFWM or the securities regulators.

If you have received an email from JFWM in error, we ask that you contact the sender and destroy the email and its contents.

If you have any questions regarding our email policies, please Contact Us by emailing jones@jonesfwm.com.

Social Websites

JFWM may utilize third-party websites, including social media websites, blogs and other interactive content. JFWM considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, JFWM generally retains copies of information that JFWM or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of JFWM or the securities regulators.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by JFWM’s advisory persons after entering into an advisory agreement and provided JFWM with all requested background and account information.

If you have any questions regarding our policies, please Contact Us by emailing jones@jonesfwm.com.